Joe Schwab

Chief Compliance Officer

Mr. Schwab is responsible for overseeing regulatory compliance aspects of Deer Park. Mr. Schwab joined the financial industry in 2003 as a Financial Consultant for RBC Dain Rauscher. Prior to joining Deer Park in 2013, Mr. Schwab founded and served as CEO / Portfolio Manager of a SEC Registered Investment Adviser where he managed all functions relating to the operations of that firm. He developed a portfolio management niche to reduce systematic risk within investment portfolios and the firm managed several separately managed Accounts as well as a mutual fund utilizing this investment strategy. 

Mr. Schwab earned a BS in Marketing from the Leeds School of Business at the University of Colorado Boulder in 2000. He has passed the Series 7 and 66 exams and acquired the IACCP® (Investment Adviser Certified Compliance Professional®) designation in 2014.