Joe Schwab

Chief Compliance Officer

Mr. Schwab is responsible for overseeing regulatory and compliance aspects of Deer Park.  Mr. Schwab joined the Financial Industry in 2003 as a Financial Consultant for RBC Dain Rauscher.  Prior to joining Deer Park in 2013, Mr. Schwab founded and served as CEO / Portfolio Manager of a SEC Registered Investment Advisor where he managed all functions relating to the operations of that Firm.  He developed a portfolio management niche to reduce systematic risk within investment portfolios and the Firm managed several Separately Managed Accounts as well as a mutual fund utilizing this investment strategy.  Joe earned a BS in Marketing from the Leeds School of Business at the University of Colorado Boulder in 2000.   He has passed the Series 7 and 66 exams and acquired the IACCP® (Investment Advisor Certified Compliance Professional®) designation in 2014.